Voice of San Diego
No Response on E-Mail
Request
ANDREW DONOHUE
April 30, 2008

I just got word from Julie
Dubick, Mayor Jerry
Sanders' policy director,
that the Mayor's Office
won't be responding
today to our challenging
of their interpretation of
the California Public
Records Act.

Dubick had originally told
me she would have a
response today.

Some background: A
wrongful termination suit
filed this month alleges
that a former top city
official was fired for
reporting inappropriate
behavior by mayoral
spokesman Fred Sainz.
One of those accusations
centered on an e-mail
flagged by the city's
computer system from
Sainz to local newspaper
editorial writer Bob Kittle
that allegedly contained
inappropriate language.

I requested that e-mail
through the Public
Records Act. The
Mayor's Office refused
to release the e-mail
Monday, saying it was
protected by an
exemption in the law.
While it didn't cite the
exemption, we're
assuming it's the
pending litigation
exemption.

Since then, we've been
contacted by a bevy of
attorneys (some
offering to file a lawsuit
pro bono on our
behalf) who argue that
the mayor's
interpretation of the
exemption is wrong.

The exemption only
protects documents
specifically prepared
for a lawsuit, not any
document that
happens to be
mentioned in a lawsuit,
they argue. If the e-mail
was public record
before the lawsuit, it
should be public
record now, they say.

Stay tuned. Dubick didn't
give me a precise date as
to when the Mayor's
Office might respond. I'm
writing her back right now.
SAN DIEGO EDUCATION
REPORT
mauralarkins.com
SDCOE & public records
requests
SD Education Rprt Blog
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Public Records requests
Letters to the Editor
Voice of San Diego
By Vince Hall, Kensington
Feb. 5, 2009 |

...Your relentless pursuit of
public documents from
agencies like Southeastern
Economic Development Corp.
and the county of San Diego
highlights

President Lincoln's answer,
"of the people, by the people,
for the people," has been
steadily eroded by stifling
layers of government secrecy.

Confidentiality to protect
personal information or
litigation needs is one thing,
but willfully refusing to
release public information to
its owners, the public, merely
because it is embarrassing
is an attack on the
foundation of democracy
itself.

I believe the time has come
for criminal penalties for
public officials who
deliberately minimize or delay
the release of public
information, or who hide
behind attorney client privilege
when no litigation strategy is
at risk...

As illustrated by your long
record of frustration in utilizing
the Public Records Act, there
are more than enough
examples of actual
government malfeasance to
write about. Please keep up
the good work!
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Voice of San Diego
explains
Attorney-client privilege
Voice of San Diego
by WILL CARLESS
February 6, 2009

For the last couple of days, I've been
having a very interesting discussion with
a prominent public lawyer, who I've had
public records spats with before, about
my
public records fight with the county.

The lawyer, who said I could quote him
or her anonymously, said the county is
on
shaky legal ground by claiming
that an investigation it conducted is
protected by attorney-client
privilege and therefore does not
have to be released to the public
under the California Public Records
Act.

To re-cap: As I outlined in this story, the
county spent more than a year
investigating allegations about
improprieties at a program it administers
called California Children's Services,
which provides wheelchairs and other
medical equipment to children with
disabilities. A report was produced on
the investigation, but the county has
decide to keep that report from the
public.

County officials have cited attorney-
client privilege as the reason why they
won't release the document. Basically,
because the investigation was carried
out with the involvement of county
attorneys, the county has argued that it
does not have to be made public.

My source disagrees. Here's an e-mail
he or she sent me:

"Will,
"The County is so full of shit on this one.
California state law protects the
attorney's confidential
communications pertaining only to
the subject of communications in
direct relation to a pending legal
proceeding."



Interesting. No one at the county has
represented to me that the investigation
was completed because of pending legal
action. Rather, I was told that the
investigation was sparked by allegations
made by a former employee. My
attorney source elaborated on what the
law says about attorney-client privilege:

"No definition includes an entire
investigation just because they used an
attorney and had a stamp that said
attorney-client privilege. In general the
privilege only covers communications
from the client directly to the attorney
and arguably the advice given by the
attorney to the client."



To back up the argument, my source
sent me a link to a guide to attorney-
client privilege compiled by the Office of
General Counsel of The California State
University. The eight-page document
makes interesting reading, and it seems
to back up my source's argument.

Section VI of the guide states a number
of circumstances in which attorney-client
privilege does not apply. Here's one of
those circumstances:

"Documents Provided to an Attorney
"Documents do not automatically
become privileged simply because
they are transmitted to, or reviewed
by, an attorney
. What is privileged is
the fact that a particular document has
been provided to the attorney, for
purposes of soliciting legal advice --
not
the document itself or the
information it contains, unless the
document was prepared specifically
for the purpose of soliciting the
attorney’s advice
. Correspondence
that is forwarded to an attorney for some
purpose other than obtaining legal
advice is not privileged."



So, just because the report that the
county investigators produced was sent
to and reviewed by county attorneys
doesn't immediately make that document
privileged. The document must have
been "prepared specifically for the
purpose of soliciting the attorney's
advice."

In this case, I know that the investigation
and the report were completed to get to
the bottom of allegations of misconduct.
Whether or not the report was produced
specifically to solicit legal advice is
another question.

My source didn't think it was.

"Was the report truly legal in nature? I
don't think so," my source said. "The
rule protects a document or
conversation where I write to my
attorney and say I need to get legal
advice on something. Simply using an
attorney as an umbrella to keep the
documents or communication secret
doesn't count."

I've put in a call to County Counsel John
Sansone to discuss this issue with him.
Secret justice

[Maura Larkins' note: I had the same experience as Greg Moran.  I knew that a
case had been filed, but it wasn't in the index of cases.  The employees could
only say, "It's supposed to be there."]

Despite law's high standard for sealing civil cases, the public is
often left in the dark

By Greg Moran
San Diego Union-Tribune
April 2003

The screen of a computer offered for public use in the county Hall
of Justice showed the results of a search for a sealed file. Court
officials said a judge can order sealed cases to be kept off the
public index of lawsuits, a practice several legal experts found
troubling.
The law says the public has the right to examine court records and
read case files.

But that isn't true all the time.

Not every file is open to public inspection. A few get sealed, their
contents locked away at the request of lawyers and an order by a
judge.

That is what happened two years ago when attorneys for the
Grossmont Unified High School District quietly got a judge to seal a
case involving threats made by a student to blow up Mount Miguel
High School.

The Grossmont case is one of at least 14 civil files sealed from
public view by San Diego County judges in the past two years.

The San Diego Union-Tribune found the files while trying to
determine which cases are sealed and why. The law sets a high
standard for denying access to court records.

* Access denied
As the public's appetite for court drama becomes voracious,
judges increasingly are sealing records and closing courtrooms
* Secret justice
Despite the law's high standard for sealing civil cases, the public is
often left in the dark
* Courts stepping gingerly in age of Internet

Unraveling the 14 cases has taken weeks of inquiries and
challenges by lawyers for the newspaper. Several requests to
unseal cases are pending.

It is impossible to tell how many civil cases are sealed among the
tens of thousands filed yearly. No one at San Diego Superior Court
keeps track.

Some were sealed to speed along settlements or because no one
seriously questioned the need for secrecy.

Grossmont was not the only public agency involved in secret
litigation. The San Diego Unified School District asked a judge last
year to seal a lawsuit asking for the removal of a special-education
pupil from a first-grade class.

In another example – a routine civil-harassment case – Judge
Thomas C. Hendrix agreed to seal the file if the attorneys would
agree to settle the case, one of the lawyers said.

Some cases are so deeply secret that there is no public record of
them. Typing in the case number or names of the parties in the
court computer yields the message that the file "does not exist."

Court officials at first could not explain why any record was wiped
out.

"That's news to me," said Stephen Love, the court's executive
officer. "Once the (judge's) order is filed, and the case is sealed, it
should still identify that the case exists."

Sealed lawsuits

A San Diego Union-Tribune search uncovered 14 lawsuits sealed
by San Diego judges in the past two years. Here are case
numbers, descriptions and status after inquiries by the newspaper:

GIC801618: Dispute between two biotech companies. Unsealed.

GIC775863, GIC760174, GIC777181: Name changes by
domestic-violence victims. Sealed.

GIC781089: A restraining order sought by a man against his ex-
wife's boyfriend. Unsealed April 11.

GIC780703: A restraining order sought by a woman against a
man who she said had sexually assaulted her, which he
denied. Unsealed April 11.

GIC784104: The San Diego Unified School District sued to
remove an unnamed special-education pupil from a first-grade
class. Hearing on request to unseal set for Tuesday.

GIC799401; GIC786700: Whistle-blower cases, sealed for a
limited period under state law.

GIC762863: Lawsuit against a doctor over allegations of
childhood sexual abuse. Ruling expected June 6.

GIE004633: Grossmont Union High School District restraining
order against "Matthew K." for threatening to blow up Mount
Miguel High School. Unsealed March 14.

GIE004634: Grossmont Union High School District suit against
"Andre H." Hearing to unseal set for Tuesday.

GIC744689: Dispute between man and woman over diamond
engagement ring. Case settled, file ordered sealed by judge.
Unsealed March 28.

GIC770331: File can't be located by San Diego Superior Court
clerk's office.


Later, Ray Sorenson, the court's assistant executive officer, said a
case is not put into the computer if the judge who seals the case
orders that it not be included.

The practice stunned several legal experts.

"That is completely wrong," said Alonzo Wickers, a media lawyer in
Los Angeles. "If the public does not even know a matter is pending
in court, that is the epitome of secret justice. And the whole idea of
access is to prevent secret justice."

The Union-Tribune found that the sealed cases range from name
changes for victims of domestic violence to complex business
wrangling.

One business dispute was sealed even though one of the firms
announced the suit in a news release.

The cases involving school districts stand out because it is rare for
a public agency, using public money, to engage in secret litigation.

The Grossmont case was filed two weeks after the Santana High
School shootings in March 2001, when parents, students and
teachers in the district were still on edge.

The information that another student was threatening violence on
a campus would have been of immense interest to the community,
but school officials kept it secret.

Their lawyers went to court to get a restraining order against a 17-
year-old student at Mount Miguel High School they said had
threatened to blow up the school.

The threats and the court action were not made public until March
14 of this year – two years after the incident – when the Union-
Tribune's motion to unseal the file was granted.

The district argued the case should be sealed to protect the
student's privacy, and because the file contained confidential
school records.

While the law allows judges to seal documents, court rules adopted
in 2001 were supposed to make doing so more difficult.

The rules evolved from a 1999 state Supreme Court decision that
said the public has a right to access civil court files, just as it does
in criminal-case proceedings.

These rules require judges to determine that the interest in sealing
the record supersedes the public's right to access. Judges are
supposed to justify sealing on a document-by-document basis.

There is "an exceedingly high hurdle the proponent of secrecy has
to overcome," said Guylyn Cummins, the attorney for the Union-
Tribune who handled the litigation involving the secret files.

Prying open the cases has not been easy.

After the newspaper inquired about the files in January, Superior
Court Presiding Judge Richard Strauss said individual judges
would have to be asked to unseal them.

"Every judge makes the determination whether to seal a case
independently," Strauss said.

The judges provided a variety of responses when asked for the
required justification for sealing cases.

Some provided a document setting out the reasons for secrecy.
Others said they wouldn't reveal anything until legally forced to –
because the cases were sealed.

A lawsuit brought by the San Diego school district against the
special-education student was sealed by Hendrix in July 2002. The
only information in public records lists the district suing a "John
Doe."

When contacted, Ricardo Soto, an attorney for the district, said the
case was sealed for the privacy of the pupil, even though the child
was not identified in court papers. Soto said the file contains some
information – such as the school involved – that could identify the
pupil.

The district's special-education programs have come under
particular public scrutiny. The state Department of Education
successfully sued the district last year for failing to institute certain
changes in the program.

Soto said the district's case was transferred to federal court, where
it also is under seal. A hearing on the newspaper's request to
unseal the state court record is scheduled for Tuesday.

Some files were sealed under specific laws. Two were filed under
the state False Claims Act, or whistle-blower law. It allows
allegations to be filed and to remain sealed for 60 days while state
prosecutors investigate allegations of government wrongdoing.

The file becomes public after prosecutors decide either to file
charges or not to pursue the case.

Another sealed case involves San Diego biotech company Illumina
and Connecticut-based Applera.

The two companies were jointly developing a product. In
December, Applera sued Illumina in federal court alleging patent
infringement. Two days later Illumina issued a news release
announcing its countersuit in state court.

But Illumina later asked Assistant Presiding Judge John Einhorn to
seal the case, citing confidentiality provisions in its agreement with
Applera and protection of trade secrets.

Einhorn granted the request temporarily. But the case remained
sealed until Judge Janis Sammartino unsealed what now amounts
to five thick files of litigation. Sammartino acted after the Union-
Tribune inquired about the case.

Her order said there was no "apparent overriding interest that
overcomes the right of public access."
Secrets in Courts
Poway Unified School Dist. v. Superior Court (Copley
Press Inc.) (1998) 62 Cal.App.4th 1496 , 73 Cal.Rptr.2d
777
[No. D029634. Fourth Dist., Div. One. Apr 13, 1998.]
POWAY UNIFIED SCHOOL DISTRICT, Petitioner, v. THE SUPERIOR COURT OF
SAN DIEGO COUNTY, Respondent; THE COPLEY PRESS INC., Real Party in
Interest.
(Superior Court of San Diego County, No. 713244, David J. Danielson, Judge.)
(Opinion by McIntyre, J., with Work, Acting P. J., and Nares, J., concurring.)
COUNSEL
Stutz, Gallagher, Artiano, Shinoff & Holtz, Daniel R. Shinoff and Jack M. Sleeth, Jr.,
for
Petitioner.
No appearance for Respondent.
Gray, Cary, Ware & Friedenrich and Guylyn R. Cummins for Real Party in Interest.
Thomas W. Newton, James E. Grossberg, and Anne H. Egerton as Amici Curiae on
behalf of Real Party in Interest.
OPINION
McINTYRE, J.-
ISSUE
We decide here whether a claim form submitted by a minor to a public school
district under the California Tort Claims Act (hereafter the Claims Act) (Gov.
Code, fn. 1 § 910
et seq.), is protected against disclosure under (1) certain exemptions in the
Public
Records Act
(§ 6254, subd. (b) or 6255), or (2) the Family Educational Rights and
Privacy Act (hereafter FERPA) (20 U.S.C. § 1232g) and/or Education Code section
49060. We conclude these provisions of law do not protect the information from
disclosure.
FACTUAL AND PROCEDURAL BACKGROUND
As part of a hazing incident at a high school in the Poway Unified School District
(District) in March 1997, three 16-year-old sophomores brutally [62 Cal.App.4th
1500]
sodomized a 15-year-old freshman student with a broomstick. After the perpetrators
pleaded guilty, they were sentenced in juvenile court. In proceedings attended by
the
media, the victim's identity was disclosed.
The media provided wide coverage of the sentencing court's comments excoriating
the
District for tolerating a climate of abusive initiation practices. In addition, the
parents of
the perpetrators agreed to the public release of confidential juvenile court records
and
files concerning prior hazing incidents to publicize the history of hazing at the high
school. However, in accordance with its own policy, the Union-Tribune, a San Diego
newspaper, did not publicize the name of the victim or the perpetrators.
One of the perpetrators then submitted a Claims Act claim against the District. The
claim
apparently included a description of prurient details about the attack. There were
also
claims submitted by other students, based on different hazing incidents at the
same high
school.
The victim did not submit a formal Claims Act claim to the District. However, the
victim's attorney sent a letter in May 1997, urging settlement of the victim's potential
claim, and raising the issue of confidentiality: "Because I am keenly aware of your
duties
as trustees for the children and residents of your community I believe that you will
want
to deal with your district's liability to [the victim] in a professional and, if possible, a
confidential way." The victim and the District did settle, in part to protect the privacy
of
the victim, and the superior court ordered the settlement sealed. Nonetheless, in
September 1997, the victim's attorney and the District participated in a press
conference
to announce the fact of settlement.
Meanwhile, in July and August 1997, the Union-Tribune sought access "to any and
all
[Claims Act] claims filed with the District between March 20, 1997 through July 18,
1997" under the Public Records Act. However, the District refused to provide
unresolved
claims, citing the "open claims" exemption to the Public Records Act and its own
concern about protecting the privacy of the minor victim of the assault. (§ 6254,
subd.
(b).) The Copley Press Inc. (Copley), publisher of the Union-Tribune, thereupon
filed a
petition for writ of mandate in the trial court, contending these reasons for
nondisclosure
did not apply.
The trial court granted the writ; ordered the District to produce records with names,
addresses and telephone numbers of the minors redacted; and denied the
request for stay.
It also awarded attorney fees and costs to Copley pursuant to section 6259. The
District
has produced redacted records in compliance with the order. [62 Cal.App.4th 1501]
The District filed this petition, asking for published guidance concerning its duties
on an
issue likely to recur. fn. 2 Other media representatives joined Copley's opposition
as
amici curiae, and the County of San Diego expressed its particular interest in
clarification
of the issue under FERPA (20 U.S.C. § 1232g), and/or Education Code section
49060.
DISCUSSION
The Public Records Act specifies that any public record in the possession of a
state or
local agency must be disclosed to any citizen unless an exemption applies. (§
6253.) It
enumerates specific exemptions, and also provides a catchall withholding clause,
allowing nondisclosure of a record if the government can demonstrate that public
policy
necessitates nondisclosure. (§§ 6254, subd. (b), 6255.)
"Public records" is defined in broad terms, to include: "[A]ny writing containing
information relating to the conduct of the public's business prepared, owned, used,
or
retained by any state or local agency regardless of physical form or
characteristics." (§
6252, subd. (d).) This broad definition is designed to protect the public's need to be
informed regarding the actions of government, as expressed both in the Public
Records
Act and in the open meeting requirements of the Ralph M. Brown Act (§ 54950 et
seq.).
(Note, The California Public Records Act: The Public's Right of Access to
Governmental
Information (1976) 7 Pacific L.J. 105, 110-111.) Indeed, secrecy is "antithetical to a
democratic system of 'government of the people, by the people [and] for the
people.' "
(San Gabriel Tribune v. Superior Court (1983) 143 Cal.App.3d 762, 771-772 [192
Cal.Rptr. 415].)
Balanced against the public's right to know is the victim's right to privacy. (See Welf.
&
Inst. Code, § 676, subd. (b) [barring the public from juvenile court hearings, even on
serious crimes, upon request of the victim]; Pen. Code, § 293.5 [analogous
protections in
criminal proceedings]; § 6254, subd. (f)(2) [allowing a state or local agency
compiling
law enforcement records to withhold the name of a minor victim of enumerated
crimes at
the request of his parent]; and § 54961, subd. (b) [Brown Act exception to disclosure
requirements in sex crime cases].) People v. Ramirez (1997) 55 Cal.App.4th 47 [64
Cal.Rptr.2d 9], eloquently articulated the privacy concern for these types of crimes:
"There can be little dispute that the state's interest in protecting the privacy of sex
offense
victims is extremely strong and fully justified. 'No [62 Cal.App.4th 1502] crime is
more
horribly invasive or more brutally intimate than rape.' [Citation.]" (55 Cal.App.4th at p.
53.)
" 'Privacy' is not an insignificant interest--it is described in our state Constitution as
one
of our 'inalienable rights.' (Cal. Const., art. I, § 1.) In the context of the victim of a sex
offense, our Legislature . . . has likewise determined that the privacy interest of
such a
victim is significant. . . . [M]any victims are reluctant to report sex offenses 'because
of
fear they will be publicly identified and humiliated.' [Citation.]" (55 Cal.App.4th at p.
56.)
In this context, we discuss the various bases for withholding the claims presented
here.
1. Exemption Under Section 6254, Subdivision (b)
Section 6254, subdivision (b) provides:
"[N]othing in this chapter shall be construed to require disclosure of records that
are any
of the following:
"(b) Records pertaining to pending litigation to which the public agency is a party, or
to
claims made pursuant to Division 3.6 (commencing with Section 810), until the
pending
litigation or claim has been finally adjudicated or otherwise settled."
To initiate litigation against a public entity, it is well established that a plaintiff must
first
file a claim under the Claims Act. (§§ 945.4, 912.4; Munoz v. State of California
(1995)
33 Cal.App.4th 1767, 1776 [39 Cal.Rptr.2d 860].) Section 910 specifies the
information
to be included, some of which may implicate privacy concerns. Many public entities
provide forms for this purpose. (Weil & Brown, Cal. Practice Guide: Civil Procedure
Before Trial (The Rutter Group 1997) ¶ 1:681, p. 1-144, rev. # 1, 1996.)
There are no California cases deciding whether the exemption of section 6254,
subdivision (b) encompasses the actual claim form itself. Although the Public
Records
Act is modeled on the federal Freedom of Information Act (5 U.S.C. § 552), the
federal
statute contains no comparable provision for guidance in interpreting the California
statute. (Schaffer, A Look at the California Records Act and its Exemptions (1974) 4
Golden Gate L.Rev. 203, 216.)
There is a 1988 opinion by the California Attorney General, which concludes the
exemption does not encompass the Claims Act claim form [62 Cal.App.4th 1503]
itself.
(71 Ops.Cal.Atty.Gen. 235, 238 (1988).) The Attorney General reasoned the word
"pertain" means "to relate, to belong, to be pertinent to something else," and the
claim
form itself was that "something else" not encompassed in the exemption.
However, the language of section 6254, subdivision (b) is also susceptible to a
different
interpretation, advocated by the District, reflecting the common parlance usage of
"claim"
as a set of facts giving rise to obligations. (See DeCastro West Chodorow & Burns,
Inc.
v. Superior Court (1996) 47 Cal.App.4th 410, 421 [54 Cal.Rptr.2d 792].) In this
sense,
the claim form itself "pertains to" the underlying operative facts. Under this
interpretation, the language of the exemption would include the claim form.
Based on the existence of more than one reasonable interpretation of the statute, it
seems
to us that the language of the statute, "pertaining . . . to claims," is ambiguous. [1]
When
an examination of the plain meaning of the pertinent terms of a statute fails to
resolve a
dispute, we next consider the context in which the words appear, and attempt to
harmonize the words of the statute within the overall statutory scheme. (People v.
Valladoli (1996) 13 Cal.4th 590, 599 [54 Cal.Rptr.2d 695, 918 P.2d 999].)
[2a] Here, harmonization supports the conclusion that Claims Act claim forms are
not
exempt from disclosure pursuant to section 6254, subdivision (b). A related statute,
part
of the Brown Act, expressly acknowledges the availability of the Claims Act claims
themselves for public inspection, referencing the Public Records Act. (§ 54956.9,
subd.
(b)(3)(C).) fn. 3
The principle of striving for harmony between disparate parts applies even though
the
two provisions are in separate codes. (O'Brien v. Dudenhoeffer (1993) 16
Cal.App.4th
327, 332 [19 Cal.Rptr.2d 826].) [3] Under the [62 Cal.App.4th 1504] extrinsic
interpretive principle of in pari materia, two statutes touching upon a common
subject are
to be construed in reference to each other, so as to " 'harmonize the two in such a
way
that no part of either becomes surplusage.' " (DeVita v. County of Napa (1995) 9
Cal.4th
763, 778 [38 Cal.Rptr.2d 699, 889 P.2d 1019], quoting Mar v. Sakti Internat. Corp.
(1992) 9 Cal.App.4th 1780, 1784 [12 Cal.Rptr.2d 388].)
The District contends these Brown Act provisions have no bearing on this case,
because
they apply only upon distribution of a Claims Act claim to the members of a
legislative
body of a local agency, in a closed session; and the mere act of distributing the
claim at a
closed meeting effects a waiver of the exemption from disclosure. We find this
distinction untenable, because section 54956.9 simply announces the preexisting
status of
the Claims Act claim itself as a disclosable public record. It is merely a matter of
convenience to have the claim available to the public at the time of the meeting.
That section 6254, subdivision (b) does not exempt Claims Act claim forms is
further
bolstered by an examination of both the legislative history of the statute and the
wider
historical circumstances of its enactment in ascertaining legislative intent. (People
v.
Valladoli, supra, 13 Cal.4th at p. 602.) The March 1970, Final Report of the
California
Assembly Statewide Information Policy Committee, at page 9, offered this
explanation
for its proposed version of the statute, a version adopted by the legislature without
significant modification: "Records relating to [litigation and claims] are available
after
adjudication or settlement. This section, in effect, upholds the attorney-client
privilege.
Subsections (f) and (k) also contribute to the strength of that privilege."
The reference to the attorney-client privilege demonstrates an intent to protect only
documents created by the public entity.
[2b] As explained in Roberts v. City of Palmdale (1993) 5 Cal.4th 363 [20
Cal.Rptr.2d
330, 853 P.2d 496]: "Subdivision (b) [of section 6254] '. . . was primarily designed to
prevent a litigant opposing the government from using the [Public] Records Act's
disclosure provisions to accomplish earlier or greater access to records pertaining
to
pending litigation or tort claims than would otherwise be allowed under the rules of
discovery . . . .' " (Id. at p. 372, quoting Note, The California Public Records Act: The
[62
Cal.App.4th 1505] Public's Right of Access to Governmental Information, supra, 7
Pacific L.J. 105, 131, fns. omitted; accord, City of Los Angeles v. Superior Court
(1996)
41 Cal.App.4th 1083, 1087 [49 Cal.Rptr.2d 35].) There is no unfair disadvantage to
the
public entity from disclosure of the mere claim form. Thus, a Claims Act form itself
does
not fall within the exemption of section 6254, subdivision (b).
2. Exemption Under Section 6255
Section 6255 offers a catchall exemption from disclosure: "The agency shall justify
withholding any record by demonstrating that the record in question is exempt
under
express provisions of this chapter or that on the facts of the particular case the
public
interest served by not making the record public clearly outweighs the public interest
served by disclosure of the record."
[4] Minors, as well as adults, possess a constitutional right of privacy under the
California
Constitution. (American Academy of Pediatrics v. Lungren (1997) 16 Cal.4th 307,
334
[66 Cal.Rptr.2d 210, 940 P.2d 797].) [5] Proof of an invasion requires not only a
legally
protected privacy interest, but also a reasonable expectation of privacy in the
circumstances, and conduct by the defendant constituting a serious invasion of
privacy.
(Id. at p. 330; Hill v. National Collegiate Athletic Assn. (1994) 7 Cal.4th 1, 40 [26
Cal.Rptr.2d 834, 865 P.2d 633].) [6] Under the facts presented here, the second
and third
elements of a privacy claim are absent.
First, there has been no showing of any reasonable expectation of privacy under the
circumstances. While section 910 does require a claimant to provide some
potentially
private information, generally, one who submits a tort claim has no reasonable
expectation of privacy. (Register Div. of Freedom Newspapers, Inc. v. County of
Orange
(1984) 158 Cal.App.3d 893, 902 [205 Cal.Rptr. 92].)
Here in particular, the victim's request for confidentiality was equivocal in its
phrasing,
asking only for confidentiality "if possible." The request was also circumstantially
equivocal, in that the victim's attorney participated in a press conference about the
settlement. And there is no evidence here that the victim exercised his options for
pursuing confidentiality under Welfare and Institutions Code section 676,
subdivision (b),
or argued for the applicability of rights under Penal Code section 293.5.
Nor has the District established conduct by the Union-Tribune evincing a serious
invasion of privacy. The newspaper has a policy of protecting the [62 Cal.App.4th
1506]
identity of victims of sex crimes and juvenile offenders. The information is relevant
to a
legitimate and important competing public interest in ending school hazing
practices
potentially endangering many children. The importance of public scrutiny of
proceedings
involving serious juvenile crimes is recognized in Welfare and Institutions Code
section
676, which allows members of the public to attend hearings involving serious
crimes
such as rape, sodomy or assault. Importantly, the District has the power to address
privacy concerns by redacting released materials, under the supervision of the trial
court,
as was ultimately done here. (U.D. Registry, Inc. v. State of California (1995) 34
Cal.App.4th 107, 115 [40 Cal.Rptr.2d 228].)
Under these facts, the public interest served by withholding the claims does not
clearly
outweigh the public interest served by disclosure of the record. (§ 6255.) As such,
the
District has failed to justify withholding any record under this exemption.
3. Exemption Pursuant to FERPA or Education Code Section 49060
[7] The apparent purpose of FERPA is to ensure access to educational records for
students and parents and to protect the privacy of such records from the public at
large.
(Bauer v. Kincaid (W.D.Mo. 1991) 759 F.Supp. 575, 590-591 [112 A.L.R.Fed. 671].)
FERPA conditions federal educational funding on maintaining the privacy of
"education
records other than directory information . . . ." (20 U.S.C. § 1232g(b)(2).) Education
records consist of "those records, files, documents, and other materials which [¶] (i)
contain information directly related to a student; and [¶] (ii) are maintained by an
educational agency or institution or by a person acting for such agency or
institution." (20
U.S.C. § 1232g(a)(4)(A).)
Section 49060 of the Education Code was enacted to ensure receipt of federal
funding by
manifesting compliance with FERPA. To that end, its provisions expressly prevail
over
the Public Records Act, as pertains to pupil records. Like FERPA, Education Code
section 49061, subdivision (b) broadly defines pupil records fn. 4 and prohibits
release of
any "pupil record" except as specified in Education Code section 49073 et seq.
Under
these provisions, if the Claims Act claims are "pupil records," the Union-Tribune [62
Cal.App.4th 1507] would have access to them only with written parental consent or
under judicial order. (Ed. Code, § 49076.)
It defies logic and common sense to suggest that a Claims Act claim, even if
presented on
behalf of a student, is an "educational record" or "pupil record" within the purview of
these exemptions. Just because a litigant has chosen to sue a school does not
transmogrify
the Claims Act claim into such a record. We therefore conclude the release of such
a
claim implicates neither FERPA nor its California counterpart.
DISPOSITION
The District's petition to vacate the trial court's order granting the petition for writ of
mandate is denied. Copley is awarded attorney fees and costs. (See § 6259, subd.
(d).)
Work, Acting P. J., and Nares, J., concurred.
Petitioner's application for review by the Supreme Court was denied July 29, 1998.
Kennard, J., was of the opinion that the petition should be granted.
FN 1. All statutory references are to the Government Code unless otherwise
specified.
FN 2. " 'If an action involves a matter of continuing public interest and the issue is
likely
to recur, a court may exercise an inherent discretion to resolve that issue, even
though an
event occurring during its pendency would normally render the matter moot.' "
(Morehart
v. County of Santa Barbara (1994) 7 Cal.4th 725, 746-747 [29 Cal.Rptr.2d 804, 872
P.2d
143], quoting Liberty Mut. Ins. Co. v. Fales (1973) 8 Cal.3d 712, 715-716 [106
Cal.Rptr.
21, 505 P.2d 213].)
FN 3. Section 54956.9, sets forth six circumstances where "existing facts and
circumstances" suggestive of "significant exposure to litigation" allow a closed
session to
be held by the legislative body of a local agency, and provides that one of the six
circumstances is:
"(b)(1)(C) The receipt of a claim pursuant to the Tort Claims Act or some other
written
communication from a potential plaintiff threatening litigation, which claim or
communication shall be available for public inspection pursuant to Section
54957.5."
(Italics added.)
Section 54957.5. in turn provides:
"(a) Notwithstanding Section 6255 or any other provisions of law, agendas of public
meetings and any other writings, when distributed to all, or a majority of all, of the
members of a legislative body of a local agency by any person in connection with a
matter subject to discussion or consideration at a public meeting of the body, are
disclosable public records under the California Public Records Act, . . . and shall
be made
available upon request without delay. However, this section shall not include any
writing
exempt from public disclosure under Section 6253.5, 6254, or 6254.7.
"(b) Writings which are public records under subdivision (a) and which are
distributed
during a public meeting shall be made available for public inspection at the
meeting if
prepared by the local agency or a member of its legislative body, or after the
meeting if
prepared by some other person.
". . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
"(d) This section shall not be construed to limit or delay the public's right to inspect
any
record required to be disclosed under the requirements of the California Public
Records
Act . . . ."
FN 4. Education Code section 49061, subdivision (b) provides in part:
" 'Pupil record' means any item of information directly related to an identifiable pupil,
other than directory information, which is maintained by a school district or required
to
be maintained by an employee in the performance of his duties whether recorded
by
handwriting, print, tapes, film, microfilm or other means.
" 'Pupil record' shall not include informal notes related to a pupil compiled by a
school
officer or employee which remain in the sole possession of the maker and are not
accessible or revealed to any other person except a substitute."